Generally Characterised (སྤྱི་མཚན་, sāmānyalakṣaṇa)

The conceptual counterpart to the specifically-characterised. In dharmakirti’s ontology, the generally characterised is everything that is not a causally effective individual — universals, conceptual constructs, commonsense properties, and abstract entities.

Definitions

Dharmakīrti (Pramāṇavārttika)

མཚན་གཞི་ (Definiendum): སྤྱི་མཚན་ (sāmānyalakṣaṇa) — generally characterised phenomenon

མཚན་ཉིད་ (Definiens): That which is unable to perform a function (དོན་བྱེད་མི་ནུས་པ་), lacking identity conditions in space, time, and entity — defined as the negation of the specifically-characterised

མཚོན་བྱེད་ (Illustration): Universals such as “cowness” (བ་ལང་ཉིད་), “fireness”; space (ནམ་མཁའ་); cessation (འགོག་པ་)

“Those [phenomena] which are able to perform a function are here [said to be] ultimately existent. Others are said to be conventionally existent. Those two [types of phenomena are] specifically and generally characterised.”

The definition is primarily negative: the generally characterised is what the specifically characterised is not. Phenomena that do not possess their own characteristics cannot perform any function and depend for their existence on the conceptual synthesis of individuals. They are superimposed by our conceptual schema and are not part of the fabric of reality (dreyfus-recognizing-reality, pp. 67–68).

Source: pramanavartika 3:3; dreyfus-recognizing-reality, pp. 62, 67–68


Key Features

  • The object of thought and inference (not perception)
  • Not causally effective — exists merely as imputation (བཏགས་ཡོད་, vijñaptisat) superimposed on real things
  • Permanent (རྟག་པ་) in the technical sense: not causally produced, not undergoing change in its own essence (though it comes into and goes out of existence with changes in the impermanent things on which it is labelled)
  • Examples include: space, cessation, all conceptual constructs, universals

Ge-luk vs. Sa-gya

For Sa-gya antirealists, the generally characterised is simply unreal — a conceptual fiction. For Ge-luk realists, the generally characterised exists as a permanent phenomenon with a certain (lesser) form of reality — it is superimposed on causal reality but is not entirely nothing.

Consequences of Rejection

Dharmakīrti’s rejection of objects in general has far-reaching implications beyond ontology (westerhoff-dignaga-dharmakirti, pp. 233–234):

  • Against ātman: a permanent soul could not be causally efficacious
  • Against a creator god: a permanent being could not have created the world
  • Against caste: since jāti (object-type) also means “caste,” the argument that object-types are unreal provides strictly ontological grounds for rejecting the brahmanical caste system

Scope: Gelug vs. Non-Gelug

The most practically significant difference between the two traditions concerns which phenomena count as metaphysical entities (berzin-science-of-mind, Basic Distinctions among Cognitive Objects):

Gelug metaphysical entities (static phenomena) include:

  • Conceptual categories (spyi): “apple,” “orange”
  • Absences (med-pa): the absence of a peel on a peeled apple
  • Space (nam-mkha’): the absence of anything tangible that could obstruct material objects
  • The selflessness of persons

Commonsense objects, collection syntheses, and kind syntheses are not in the Gelug list of metaphysical entities — they are objective entities.

Non-Gelug metaphysical entities include everything above, plus:

  • Commonsense objects (e.g., a commonsense apple): they are mental syntheses of spatial, sensorial, and temporal parts, not objectively real
  • Collection syntheses (tshogs-spyi): e.g., a forest as a whole is a static mental synthesis
  • Kind syntheses (rigs-spyi): e.g., “dog” as a type is a static mental synthesis
  • A conventional identity as “an apple” mentally labeled on any of the above

On the non-Gelug account, commonsense objects still exist and still grow on trees and can be eaten (cause and effect operate). But they are validly known only by the conceptual cognition that mentally constructs and labels them. Their mental-holograms in conceptual cognition are objectively real (objective entities), but the commonsense objects themselves are merely metaphysical entities.

The Two Ontological Types of Categories (Gelug Only)

Gelug analysis distinguishes two types of categories (berzin-science-of-mind, Objects in Non-Conceptual Cognition):

Nonstatic syntheses (categories that are functional phenomena):

  • Collection syntheses (tshogs-spyi) — wholes as imputations on spatial/sensorial/temporal parts
  • Kind syntheses (rigs-spyi) — the types of objects that a specific individual item is an instance of
  • These are object exclusions (don rang-mtshan-gi gzhan-sel) — nonstatic objective entities, cognizable non-conceptually or conceptually

Static categories (categories that are nonfunctional phenomena):

  • Audio categories (sgra-spyi)
  • Meaning/object categories (don-spyi)
  • These are mental exclusions (blo’i gzhan-sel) — cognized only conceptually

On the non-Gelug account, collection and kind syntheses collapse into the same class as meaning/object categories — all are static metaphysical entities.

Sources